Prior to joining LCG, Mr. Szwejkowski was with T. Rowe Price Investment Services, Inc., serving in both an operations management capacity and as a Compliance Manager in their Personal Services Group. Mr. Szwejkowski was responsible for monitoring employee and company compliance relative to company policy, SEC regulations, and other applicable securities laws. He oversaw a division that managed the compliance on over 800 accounts of high net worth clients located throughout the United States. Prior to his tenure at T. Rowe Price, Mr. Szwejkowski gained extensive credit knowledge as credit manager for Washington Mutual Finance, a division of Washington Mutual Bank. Duties included loan origination, credit evaluation and asset recovery. Mr. Szwejkowski holds a degree in Business Management from the University of Tampa as well as NASD Series, 6, 63, and 7 Securities licenses. |
